Apr 20, 2018 | Article
Rethinking the role of bots in regulatory compliance It’s time to rethink regulatory compliance – and what a bot does. Call us “old school” or “geeks”, but when someone tells us that car factories use a lot of robots to achieve their incredible output and quality...
Mar 20, 2018 | News
RegTech Awards 2018 – Shortlist announced Following the success of last year’s awards, The A-Team Group announced the introduction of a dedicated awards ceremony for the RegTech Awards 2018. The ceremony, to include champagne and canapes reception as...
Nov 1, 2017 | News
RegBot® has been ranked amongst the the world’s most innovative RegTech firms in the latest Global RegTech 100 list by a panel of analysts and industry experts who assessed over 400 firms globally. The world’s 100 most innovative providers of technology...
Sep 11, 2017 | News
ASIC, the Australian Securities & Investments Commission is organising ASIC’s Regtech Showcase, a two-part seminar to examine two key regtech topics through panel discussions, commentary and floor discussion: the future of regulatory reporting and understanding...
Jun 8, 2017 | Newsbrief
A number of provisions in MiFID II and MiFIR (which, from now refer to jointly as “MiFID II”), apply to non-EU firms (referred to in EU regulatory parlance as third country firms) in different ways, depending on a number of circumstances. Today we will talk about how...
Feb 15, 2017 | Newsbrief
The US Commodity Futures Trading Commission issued on Monday no-action letter 17-11, granting swap dealers time-limited relief from compliance with the obligation to post and collect variation margin from their OTC swaps counterparties. Note however that no-action...
Sep 1, 2016 | Newsbrief
Only days away from the 1 September regulatory deadline for the new collateral regime, it seems clear that, absent a last-minute no-action letter from the three regulators poised to meet the original timetable (namely, the US, Canada and Japan), the $493 trillion OTC...
Apr 28, 2016 | Newsbrief
The European Commission published on 19 April 2016 the regulatory technical supplement for credit default swaps (“CDS”), setting out the types of transaction subject to the clearing obligation, as well as the entry into force of the clearing obligation (and...
