... how much your business could improve
... how many more deals you could close
... how many more opportunities you could snatch just in time
whilst the price is right
... if you could stay 100% focused on your business
... and regulatory compliance just took care of itself
Your virtual regulatory co-pilot.
Your virtual regulatory co-pilot
RegBot® is the first financial services regulatory compliance tool built from the ground up by experienced legal and compliance professionals with a proven track record in the financial services industry.
Its technology allows financial entities to be fully compliant with applicable regulation in real time, with no interpretative uncertainties or analysis bottlenecks. Like a virtual compliance expert sitting next to traders and compliance officers, RegBot ensures that regulatory obligations are fully monitored and met at all times, eliminating the need for unnecessarily conservative business policies that restrict business opportunities.
RegBot®’s proprietary engine has been painstakingly developed to be the most sophisticated compliance tool at the fingertips of non-specialist personnel. It also allows compliance specialists to examine and answer regulatory queries, and validate front office decisions quickly and efficiently.
Because RegBot® reaches a determination immediately and automatically communicates it to relevant personnel and clients, RegBot® makes it possible to validate deals in a matter of minutes instead of days or weeks – allowing traders and sales professionals to go back to what they do best: generating revenue.
Key RegBot® features
It reaches determinations in real time for matters that may ordinarily take weeks.
Every detail is securely stored in a client server (either on or off premises), and is easily searchable and retrievable for auditing, recordkeeping and business analysis purposes.
It automatically communicates with clients and with each relevant unit (e.g., compliance, internal control, front office, middle office, strategy, etc.) and guides them through procedures for a seamless and consistent workflow.
It is encapsulated in a fully integrated modular architecture that’s easy to maintain and adapt to new legislation and regulations.
It explains workflow results and their legal grounds, allowing all involved stakeholders to stay in the loop, and compliance personnel to assess matters as they arise.
So how does RegBot® work?
RegBot® is a technology that allows financial entities to be fully compliant with applicable regulation in real time, with no interpretative uncertainties or analysis bottlenecks. Like a virtual compliance expert sitting next to traders and compliance officers, RegBot® ensures that regulatory obligations are fully monitored and met at all times, eliminating the need for unnecessarily conservative business policies that restrict business opportunities.
See our video explainers below outlining how RegBot® can help you breeze through regulatory assessments.
MiFID II bot explainer
This short video explainer provides an overview of the three component bots that interconnect to form the core of our MiFID II solution. Learn how RegBot®’s MiFID II offering can help buy side and sell side investment firms and credit institutions meet their MiFID II obligations, using the following three interconnected bots:
- Products & Services Catalogue bot
- Client Catalogue bot
- Suitability & Appropriateness bot
For more details please visit the MiFID II section of our Products page.
Covered Funds bot explainer
This video uses our Covered Funds bot as an example to illustrate the ease with which a user can determine whether or not any particular transaction is compliant with the Volker Rule’s covered funds provisions.
It also highlights the speed with which RegBot® completes the ‘legwork’ and provides a reasoned recommendation to assists compliance officers in making decisions on whether to approve or deny trades.
With RegBot® as your virtual regulatory adviser you can focus on business as usual. Only easier, better and faster.
We are constantly developing and adding new bots to our growing portfolio to ensure our clients’ compliance in every scenario.
In addition to our commercially available bots, we can build a custom solution for you using our unique, state-of-the-art RegBot® engine.
Our professional services team, with its expertise in Financial Regulations, Compliance and Strategic Outsourcing can deliver real value to clients looking for modern, innovative and disruptive solutions to old world problems within the financial compliance realm.
We have the expertise to assess any regulatory or policy and procedural need and transpose it into a fully automated bot at your fingertips to streamline your organization’s workflow and eliminate compliance uncertainties at the same time. Contact us to get started.
From our newsroom
RegTech Awards 2018 - Shortlist announced Following the success of last year's awards, The A-Team Group announced the introduction of a dedicated awards ceremony for the RegTech Awards 2018. The ceremony, to include champagne and canapes reception as well as the...read more
RegBot® has been ranked amongst the the world's most innovative RegTech firms in the latest Global RegTech 100 list by a panel of analysts and industry experts who assessed over 400 firms globally. The world’s 100 most innovative providers of technology solutions that...read more
ASIC, the Australian Securities & Investments Commission is organising ASIC’s Regtech Showcase, a two-part seminar to examine two key regtech topics through panel discussions, commentary and floor discussion: the future of regulatory reporting and understanding and...read more
If you wish to discuss your requirements or request a demo then we'd love to hear from you