... how much your business could improve
... how many more deals you could close
... how many more opportunities you could snatch just in time
whilst the price is right
... if you could stay 100% focused on your business
... and regulatory compliance just took care of itself
Your virtual regulatory co-pilot.
Your virtual regulatory co-pilot
RegBot® is the first financial services regulatory compliance tool built from the ground up by experienced legal and compliance professionals with a proven track record in the financial services industry.
Its technology allows financial entities to be fully compliant with applicable regulation in real time, with no interpretative uncertainties or analysis bottlenecks. Like a virtual compliance expert sitting next to traders and compliance officers, RegBot ensures that regulatory obligations are fully monitored and met at all times, eliminating the need for unnecessarily conservative business policies that restrict business opportunities.
RegBot®’s proprietary engine has been painstakingly developed to be the most sophisticated compliance tool at the fingertips of non-specialist personnel. It also allows compliance specialists to examine and answer regulatory queries, and validate front office decisions quickly and efficiently.
Because RegBot® reaches a determination immediately and automatically communicates it to relevant personnel and clients, RegBot® makes it possible to validate deals in a matter of minutes instead of days or weeks – allowing traders and sales professionals to go back to what they do best: generating revenue.
Key RegBot® features
It reaches determinations in real time for matters that may ordinarily take weeks.
Every detail is securely stored in a client server (either on or off premises), and is easily searchable and retrievable for auditing, recordkeeping and business analysis purposes.
It automatically communicates with clients and with each relevant unit (e.g., compliance, internal control, front office, middle office, strategy, etc.) and guides them through procedures for a seamless and consistent workflow.
It is encapsulated in a fully integrated modular architecture that’s easy to maintain and adapt to new legislation and regulations.
It explains workflow results and their legal grounds, allowing all involved stakeholders to stay in the loop, and compliance personnel to assess matters as they arise.
So how does RegBot® work?
RegBot® is a technology that allows financial entities to be fully compliant with applicable regulation in real time, with no interpretative uncertainties or analysis bottlenecks. Like a virtual compliance expert sitting next to traders and compliance officers, RegBot® ensures that regulatory obligations are fully monitored and met at all times, eliminating the need for unnecessarily conservative business policies that restrict business opportunities.
With RegBot® we set out to build a lawyer in a box: a sort of virtual regulatory co-pilot, that takes care of meeting your regulatory requirements automatically or near-automatically, providing the answers in all cases, communicating next steps, reasoned determinations and relevant information to all involved stakeholders, and logging it all in a fully auditable, time-stamped, 100% searchable format.
Then we built the MIFID II bot, and incorporated a raft of extra features, such as providing a client app through which all mandatory communications and disclosures are automatically shared with clients, where they can view all their services and products and even execute trades which RegBot® has previously determined as permissible.
RegBot®’s technology relies on proprietary algorithms developed jointly by our team of regulatory lawyers, traders and technology experts, ensuring 100% legal accuracy and consistency, critical for compliance and trading purposes.
Visit our Products page to learn more about each of our bots: MiFID II bot, X-Border Client Protection bot and the Covered Funds bot,
With RegBot® as your virtual regulatory co-pilot you can focus on business as usual. Only easier, better and faster.
We are constantly developing and adding new bots to our growing portfolio to ensure our clients’ compliance in every scenario.
In addition to our commercially available bots, we can build a custom solution for you using our unique, state-of-the-art RegBot® engine.
Our professional services team, with its expertise in Financial Regulations, Compliance and Strategic Outsourcing can deliver real value to clients looking for modern, innovative and disruptive solutions to old world problems within the financial compliance realm.
We have the expertise to assess any regulatory or policy and procedural need and transpose it into a fully automated bot at your fingertips to streamline your organisation’s workflow and eliminate compliance uncertainties at the same time. Contact us to get started.
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